Https Finpro Finra Org. Registered representatives can fulfill continuing education requirements, view their industry crd record and perform other compliance tasks. See the finpro account creation guide for guidance if you have not yet created a finpro account.) finpro cannot be accessed with internet explorer.
A formal notice of the meeting, including the precise date, time and location, will be mailed to executive representatives on or about wednesday, july 20,. Are you interested in finra’s new maintaining qualifications program (mqp)? Finra’s financial professional gateway (finpro) provides individuals (current or former representatives) direct access to resources and tools to manage their securities registration information.
Tracking Recent Hires
And the rules of the municipal securities rulemaking board (msrb). With over 45 teams, there were some amazing ideas that came out of this hackathon. To ensure that’s possible, we require individuals and firms who wish to conduct business with the investing public to achieve and maintain certification as members of finra. Finra works to enable a fair, balanced, inclusive market where everyone can invest with confidence.